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Employer firm

Gateway Wealth Partners, LLC CRD 322789

$2.28B regulatory AUM 50 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-10
  • CT RA
    APPROVED
    Since 2025-02-10

Branch Locations

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

455 Winding Brook Rd., Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Hartford CT 01/2013 04/2020
Prudential Annuities Distributors Shelton CT 04/2020 01/2025
Lpl Financial Llc Glastonbury CT 01/2025 Present
Gateway Wealth Partners, Llc Glastonbury CT 02/2025 Present
  • 01/2013 → 04/2020
    Pruco Securities, Llc.
    Hartford, CT
  • 04/2020 → 01/2025
    Prudential Annuities Distributors
    Shelton, CT
  • 01/2025 → Present
    Lpl Financial Llc
    Glastonbury, CT
  • 02/2025 → Present
    Glastonbury, CT
Other Businesses

1- 02/05/2025- Gateway Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start date: 01/24/2025 - 180 hrs mth / 40 hrs during trading 2- 02/24/2025 - Gateway Wealth Partners, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/24/2025 - 160 hours per month/ 40 hours during trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 01/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 08/18/2025 - Other - Baseball Umpire - Middlesex County - Not Inv Rel - Start date: 09/15/2025 - 20 hrs/mnth 0 hrs during Trading. 4. 04/14/2026 - Gateway Financial Parnters - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/10/2026 - 5 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-04-06
  • S63 Uniform Securities Agent State Law Examination
    2007-04-06
Designations
  • Certified Financial Planner
Other Names
  • Adam Login

View on SEC IAPD

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