Best Investors
Account
Sign in
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-02-10 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
455 Winding Brook Rd., Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Hartford | CT | 01/2013 | 04/2020 |
| Prudential Annuities Distributors | Shelton | CT | 04/2020 | 01/2025 |
| Lpl Financial Llc | Glastonbury | CT | 01/2025 | Present |
| Gateway Wealth Partners, Llc | Glastonbury | CT | 02/2025 | Present |
1- 02/05/2025- Gateway Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start date: 01/24/2025 - 180 hrs mth / 40 hrs during trading 2- 02/24/2025 - Gateway Wealth Partners, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/24/2025 - 160 hours per month/ 40 hours during trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 01/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 08/18/2025 - Other - Baseball Umpire - Middlesex County - Not Inv Rel - Start date: 09/15/2025 - 20 hrs/mnth 0 hrs during Trading. 4. 04/14/2026 - Gateway Financial Parnters - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/10/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-04-06 |
Reach out to this advisor