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Current Employers
Associated Investment Services, Inc.

433 Main Street, Green Bay, WI 54301-5114 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-03
  • MN RA
    APPROVED
    Since 2026-07-03

Branch Locations

433 Main Street, Green Bay, WI 54301-5114 • UNITED STATES

80 S 8Th St, Suite 214, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Irvine CA 03/2016 12/2025
Associated Trust Company Minneapolis MN 05/2026 Present
Outside Business Activities Minnetonka MN 12/2025 05/2026
Associated Investment Services, Inc. Green Bay WI 07/2026 Present
Previous Registrations
  • 2020-06-11 → 2025-12-26
    Minneapolis, MN
    Irvine, CA
    Minnetonka, MN
    Saint Paul, MN
    Saint Paul, MN
    Irvine, CA
    Irvine, CA
    Laguna Hills, CA
    San Diego, CA
    Laguna Niguel, CA
  • 2013-12-19 → 2015-05-21
    Fsc Securities Corporation
    Plymouth, MN
    Plymouth, MN
Other Businesses

1. Yoga Teacher; not investment-related; Minnetonka, MN yoga teacher; Teacher; 10/12/2021; 16 hours/month; two weekend class per week); 0 hours/trading; checking students in and teaching yoga class. 2. Southridge LLC; Investment- Related; Minnetonka, MN 55305; Rental Property; Owner; Owner; 03/2015; 1 hour/month; 0 hours/trading hours; Collecting Rent, arrange for services as it comes up 3. Lanewood LLC; Investment- Related; Plymouth, MN 55447; Rental Property; Owner; Owner; 03/2015; 1 hour/month; 0 hours/trading hours; Collecting Rent, arrange for services as it comes up 4. Penny Planters, LLC; Investment-Related; Minnetonka, MN 55305; Education for new homeowners; President/Owner; 01/2026; 0 hours/trading hours; Intention-empowering new homeowners to manage their home wisely. OBA was created when RR was between jobs; it is not active.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-19
  • S63 Uniform Securities Agent State Law Examination
    2001-02-19
Designations
Other Names
  • Grace Cavanaugh

View on SEC IAPD

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