Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-07-02 |
| IN | RA | APPROVED | 2013-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Evansville | IL | 06/2013 | Present |
| Bank Of America, N.A. | Evansville | IN | 07/2013 | Present |
I*652238 For profit or not for profit: Entity For Profit Name of outside business organization: MLW Farms LLC Investment related: Y Address of business: Horse Branch, Kentucky, 42349 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/5/2021 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Recreational property for my family's use. There is the possibility of leasing it for hunting purposes in the future but there aren't any revenue generating activities at this time. I*1405322 For profit or not for profit: Entity For Profit Name of outside business organization: MLW Holdings LLC Investment related: N Address of business: Evansville, Indiana, 47714, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 7/26/2023 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Commercial building with retail space. My wife will be managing the property. I*1549265 For profit or not for profit: Entity For Profit Name of outside business organization: Game Day USA LLC Investment related: N Address of business: Naperville, Illinois, 60563, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 12/1/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , To identify players for the USA Baseball All-Midwest team and ultimately for Team USA. Responsibilities will include helping facilitate regional tryouts and when attending other regional tournaments with my 2 sons, help identify talent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-20 |
Reach out to this advisor