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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-02
IN RA APPROVED 2013-06-28
  • TX RA
    APPROVED_RES
    Since 2013-07-02
  • IN RA
    APPROVED
    Since 2013-06-28

Branch Locations

7300 Eagle Crest Blvd, Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Evansville IL 06/2013 Present
Bank Of America, N.A. Evansville IN 07/2013 Present
Previous Registrations
  • 2009-12-03 → 2013-07-05
    Newburgh, IN
    Evansville, IN
    Evansville, IN
    Gaylord, MI
    Evansville, IN
    Evansville, IN
    Newburgh, IN
    Newburgh, IN
    Evansville, IN
    Evansville, IN
    Newburgh, IN
Other Businesses

I*652238 For profit or not for profit: Entity For Profit Name of outside business organization: MLW Farms LLC Investment related: Y Address of business: Horse Branch, Kentucky, 42349 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/5/2021 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Recreational property for my family's use. There is the possibility of leasing it for hunting purposes in the future but there aren't any revenue generating activities at this time. I*1405322 For profit or not for profit: Entity For Profit Name of outside business organization: MLW Holdings LLC Investment related: N Address of business: Evansville, Indiana, 47714, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 7/26/2023 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Commercial building with retail space. My wife will be managing the property. I*1549265 For profit or not for profit: Entity For Profit Name of outside business organization: Game Day USA LLC Investment related: N Address of business: Naperville, Illinois, 60563, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 12/1/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , To identify players for the USA Baseball All-Midwest team and ultimately for Team USA. Responsibilities will include helping facilitate regional tryouts and when attending other regional tournaments with my 2 sons, help identify talent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-02
S63 Uniform Securities Agent State Law Examination 2004-08-20
  • S66 Uniform Combined State Law Examination
    2009-12-02
  • S63 Uniform Securities Agent State Law Examination
    2004-08-20

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