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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-04-08
  • AR RA
    APPROVED
    Since 2026-04-08

Branch Locations

700 Se. Walton Blvd, Bentonville, AR 72712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Everett WA 04/2015 06/2021
Raymond James Financial Services Fayetteville AR 01/2024 Present
Phase Technologies Rapid City SD 04/2022 07/2023
Unemployed Bentonville AR 07/2021 03/2022
Unemployed Bentonville AR 08/2023 12/2023
Signature Bank Of Arkansas Fayetteville AR 01/2024 Present
Signature Private Wealth Management Fayetteville AR 01/2024 Present
Raymond James Financial Services Advisors, Inc Fayetteville AR 04/2026 Present
  • 04/2015 → 06/2021
    Everett, WA
  • 01/2024 → Present
    Raymond James Financial Services
    Fayetteville, AR
  • 04/2022 → 07/2023
    Phase Technologies
    Rapid City, SD
  • 07/2021 → 03/2022
    Unemployed
    Bentonville, AR
  • 08/2023 → 12/2023
    Unemployed
    Bentonville, AR
  • 01/2024 → Present
    Signature Bank Of Arkansas
    Fayetteville, AR
  • 01/2024 → Present
    Signature Private Wealth Management
    Fayetteville, AR
  • 04/2026 → Present
    Fayetteville, AR
Previous Registrations
Other Businesses

1.Signature Private Wealth Management Non-Investment Related Fayetteville, Arkansas DBA/Support Company Registered Associate Started: 01/08/2024 0 hrs per month 0 hrs during trading hrs 2.Signature Bank of Arkansas Investment Related Fayetteville, Arkansas Bank/Financial Institution Bank Associate Started: 01/2024 160 hrs per month. 160 hrs during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-06
  • S66 Uniform Combined State Law Examination
    2026-04-06
Other Names
  • Holly Lynn Koch
  • Holly Lynn Hood

View on SEC IAPD

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