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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Beverly Hills | CA | 04/2013 | 10/2016 |
| Wells Fargo Advisors Llc | Beverly Hills | CA | 04/2013 | 10/2016 |
| Unemployed | Beverly Hills | CA | 11/2016 | 08/2017 |
| Regions Bank | Nashville | TN | 08/2017 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2017 | 01/2023 |
| Cetera Investment Advisers Llc | Nashville | TN | 09/2017 | 01/2023 |
| Cetera Investment Advisers Llc | Nashville | TN | 05/2023 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2023 | Present |
1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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