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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-01 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Plano | TX | 05/2004 | Present |
| Transamerica Financial Advisors, Inc | Plano | TX | 01/2012 | Present |
| Dream Alliance, Inc. | Frisco | TX | 07/2018 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Dream Alliance, Inc. / 0718-PRESENT / INVESTMENT RELATED: NO /730 E Park Blvd. Suite 104 Frisco, TX 75074/ Founder- President / Non-Insurance, Non Securities related consulting and Marketing services. Helping business client reach their customer. / HRS WORK MONTHLY: 20 / SEC TRADING HRS: 0 / set up events and looking for event sponsorship.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-31 |
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