Keith Mitchell Cox

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2012-03-16

VA RA
APPROVED

Since 2012-03-16

Branch Locations

129 Campbell Ave Se Ste 202, Roanoke, VA 24011-1433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Roanoke	VA	03/2012	Present

03/2012 → Present

Lpl Financial Llc

Roanoke, VA

Previous Registrations

2008-08-19 → 2012-03-20

Wells Fargo Clearing Services, Llc

Roanoke, VA

Roanoke, VA
2004-09-30 → 2008-08-29

Ubs Financial Services Inc.

Roanoke, VA

Roanoke, VA

Other Businesses

(1) START 07/01/2014: TITAN WEALTH MANAGEMENT INC. - INV REL - 129 CAMPBELL AVE SE, SUITE 202, ROANOKE, VA 24011 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TITAN WEALTH MANAGEMENT INC. - 160 HRS/MO ALL DURING SECS TRDG HRS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-29

S66 Uniform Combined State Law Examination

2004-09-29

Other Names

Keith Cox

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews