Keith Mitchell Cox

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Lpl Financial Llc
  Roanoke, VA

Previous Registrations

• 2008-08-19 → 2012-03-20
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
  Roanoke, VA
• 2004-09-30 → 2008-08-29
  Ubs Financial Services Inc.
  Roanoke, VA
  Roanoke, VA

Other Businesses

(1) START 07/01/2014: TITAN WEALTH MANAGEMENT INC. - INV REL - 129 CAMPBELL AVE SE, SUITE 202, ROANOKE, VA 24011 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TITAN WEALTH MANAGEMENT INC. - 160 HRS/MO ALL DURING SECS TRDG HRS

Exams

• S66 Uniform Combined State Law Examination
  2004-09-29

Other Names

• Keith Cox