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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-26
  • CA RA
    APPROVED
    Since 2023-07-26

Branch Locations

513 Lincoln Avenue, Napa, CA 94558 • United States

Petaluma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Roseville CA 05/2016 05/2019
Charles Schwab & Co., Inc. Roseville CA 05/2016 05/2019
Financial Engines Advisors L.L.C. Sunnyvale CA 05/2019 07/2023
Lpl Financial Llc Petaluma CA 07/2023 Present
  • 05/2016 → 05/2019
    Charles Schwab Bank
    Roseville, CA
  • 05/2016 → 05/2019
    Roseville, CA
  • 05/2019 → 07/2023
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 07/2023 → Present
    Petaluma, CA
Previous Registrations
Other Businesses

1) 07/10/2023 - Serce Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 09/11/2024 - Real Estate Rental - Investment Related - Petaluma, CA - Start Date 10/01/2024 - 0 Hours Per Month/ During Trading 3) 09/11/2024 - Majestic Vegas Estate and Laie Beachfront Oasis - Real Estate Rental - Investment Related - Laie, HI & Las Vegas, NV - Start Date 10/01/2024 - 4 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-26
S66 Uniform Combined State Law Examination 2005-10-05
  • S63 Uniform Securities Agent State Law Examination
    2023-12-26
  • S66 Uniform Combined State Law Examination
    2005-10-05
Other Names
  • Cynthia Macasocol
  • Cynthia Macasocol Lanchinebre
  • Cynthia Macasocol Rullier
  • Cynthia Macasocol
  • Cynthia Macasocol Leal

View on SEC IAPD

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