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Todd Andrew Brooks

Wedbush Securities Inc.

Pasadena, CA

San Juan Capistrano, CA

San Juan Capistrano, CA

CRD 4815870

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Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-07-06
  • CA RA
    APPROVED
    Since 2007-07-06

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

31831 Camino Capistrano Ste 100-101, San Juan Capistrano, CA 92675 • United States

San Juan Capistrano, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Los Angeles CA 07/2007 Present
  • 07/2007 → Present
    Wedbush Securities
    Los Angeles, CA
Previous Registrations
  • 2005-03-03 → 2007-06-29
    Brookstreet Securities Corporation
    San Juan Capistrano, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-28
  • S66 Uniform Combined State Law Examination
    2005-02-28

View on SEC IAPD

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Nearby Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez

Nearby Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA

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