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Current Employers
Fort Sheridan Advisors Llc

600 Central Avenue Suite 365, Highland Park, IL 60035 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-03-26
  • IL RA
    APPROVED
    Since 2019-03-26

Branch Locations

600 Central Avenue Suite 365, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 01/2012 10/2024
Fort Sheridan Advisors Llc Highland Park IL 01/2012 Present
Aurora Securities Inc. Highland Park IL 10/2024 Present
  • 01/2012 → 10/2024
    Western International Securities, Inc.
    Pasadena, CA
  • 01/2012 → Present
    Highland Park, IL
  • 10/2024 → Present
    Aurora Securities Inc.
    Highland Park, IL
Previous Registrations
  • 2012-01-23 → 2024-10-24
    Western International Securities, Inc.
    Highland Park, IL
    Pasadena, CA
  • 2006-05-02 → 2012-01-23
    Burnham Asset Management Corp
    Northbrook, IL
    Northbrook, IL
  • 2001-02-07 → 2005-01-04
    Morgan Stanley Dw Inc.
    Northbrook, IL
Other Businesses

1) Health, Life, and Variable Insurance; Investment-Related; Agent 2) Karmin Capital Management; Investment-Related; DBA for Securities Business 3) Fort Sheridan Advisors LLC; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative 4) Secure Investors Group; Investment-Related; Insurance Agent; Agent; Start date 10/2024 5) Aurora Securities Inc. Broker Dealer Registered Representative Since 10/2024 Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-19
S63 Uniform Securities Agent State Law Examination 2000-04-01
  • S65 Uniform Investment Adviser Law Examination
    2001-01-19
  • S63 Uniform Securities Agent State Law Examination
    2000-04-01
Other Names
  • Tom Weil

View on SEC IAPD

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