Daena Beth Ramiah

Current Employers

Brook Capital

675 N.BArker Road, Suite #200, Brookfield, WI 53045 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
WI	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01
WI RA
APPROVED

Since 2025-01-01

Branch Locations

675 N.BArker Road, Suite #200, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Joyable	San Francisco	CA	11/2015	09/2016
Unemployed	San Francisco	CA	09/2016	02/2017
First Allied Securities, Inc.	San Diego	CA	02/2017	06/2018
Brook Capital	Brookfield	WI	01/2018	Present
Western International Securities, Inc.	Pasadena	CA	06/2018	Present

11/2015 → 09/2016

Joyable

San Francisco, CA
09/2016 → 02/2017

Unemployed

San Francisco, CA
02/2017 → 06/2018

First Allied Securities, Inc.

San Diego, CA
01/2018 → Present

Brook Capital

Brookfield, WI
06/2018 → Present

Western International Securities, Inc.

Pasadena, CA

Other Businesses

1) Brook Capital; Investment-Related; 675 N. Barker Rd., Ste. 200, Brookfield, WI 53045; Registered Investment Advisor (RIA); Investment Adviser Representative 2) Trillium Ventures LLC; Investment-Related; Real Estate Holding Company; Co-Owner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-03-02
S66	Uniform Combined State Law Examination	2017-08-12
S63	Uniform Securities Agent State Law Examination	2005-08-18

S65 Uniform Investment Adviser Law Examination

2020-03-02
S66 Uniform Combined State Law Examination

2017-08-12
S63 Uniform Securities Agent State Law Examination

2005-08-18

View on SEC IAPD

Current Employers

Brook Capital

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews