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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-05-15 |
Branch Locations
1585 Broadway, New York, NY 10036 • United States
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
1585 Broadway 21St Floor, New York, NY 10036 • United States
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
1 New York Plaza, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 12/2009 | Present |
*642829 - CAIA; Investment related-No; Amherst, Massachusetts; Investment/Finance/Banking; Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 0; After business hours: 5; Promote awareness for CAIA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-09-29 |
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