Anthony Pagano

Current Employers

Employment History

• 12/2014 → 10/2016
  Fsc Securities Corporation
  Yorktown, NY
• 11/2016 → 11/2022
  Client One Securities, Llc
  Yorktown, NY
• 11/2022 → Present
  Joseph P Lucia & Associates Llc
  Yorktown, NY
• 11/2022 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2016-11-07 → 2022-11-01
  Creativeone Securities, Llc
  Yorktown, NY
  Overland Park, KS
  Yorktown Heights, NY
• 2015-01-02 → 2016-11-11
  Fsc Securities Corporation
  Yorktown, NY
  Yorktown Heights, NY
  Milton, GA
• 2010-07-16 → 2014-10-31
  Essex National Securities, Llc
  Bronx, NY
  Bronx, NY
  Napa, CA
• 2008-03-13 → 2010-07-09
  Chase Investment Services Corp.
  Bronx, NY
  Bronx, NY
  Bronx, NY
• 2006-06-12 → 2007-11-30
  Hsbc Securities (Usa) Inc.
  Yonkers, NY
  New York, NY
  New York, NY
• 2004-11-04 → 2005-06-13
  Morgan Stanley Dw Inc.
  Ridgewood, NJ

Other Businesses

1) Joseph P Lucia & Associates, LLC. Investment- related. At registered location. RIA. Financial Advisor. Start: 10/2022. 150 hrs/month; all during trading hours. Financial advisor / client acquisition and trading. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start: 09/2022. 4 hrs/month; all during trading hours. Sales of Fixed / Traditional insurance products. 3) Anthony Pagano Rental Income. Not investment-related. Located at: 1588 Mayflower Avenue, Bronx, NY 10461. Nature: rental property. Home Owner. Start: 12/2009. 5 hrs/month; none during trading hours. Maintain home, paying bills. 4) Anthony Pagano Insurance. Investment-related. Located at: 3545 Katrina Drive, Yorktown, NY 10598. Life insurance, Health, VA, Fixed Annuities. Insurance Agent. Start: 01/2015. 60 hrs/month; all during trading hours. Providing insurance products per need.

Exams

• S66 Uniform Combined State Law Examination
  2004-11-03