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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-19 |
Branch Locations
800 Bering Dr Ste 105, Houston, TX 77057 • United States
Pearland, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wunderlich Securities, Inc (Aka B. Riley Wealth Management) | Memphis | TN | 12/2012 | 03/2019 |
| Ameriprise Financial Services, Inc. | Houston | TX | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 3307 South Peach Hollow CirclePearland, Texas 77584, ,; Investment-Related; 02/15/2018 / Single Family; 715 Flower Field CourtPearland, Texas 77584, ,; Investment-Related; 08/31/2018 / Commercial; 3201 Louisiana, , Houston, TX, 77006; Investment-Related; 09/30/2019 / Multi-Family; 2101 Harvey Mitchell Parkway S, , College Station, TX, 77840; Investment-Related; 10/07/2020 / Single Family; 714 Flower Field Court, , Pearland, TX, 77584; Investment-Related; 06/30/2021 / Lot/Land; 919 Highway 46 East, , Bergheim, TX, 78006; Investment-Related; 09/15/2022 / Lot/Land; 715 28th Street, , Galveston, TX, 77550; Not Investment-Related; 04/08/2025. Business Ownership; Creek Empire LLC; owner; Consulting; 2704 Ravens Creek DrivePearland, Texas 77584, ,; Investment-Related; 05/23/2019; 60 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-24 |
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