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Current Employers
Odeon Capital Advisors Llc

750 Lexington Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-30
NY RA APPROVED 2023-10-30
  • CA RA
    APPROVED
    Since 2023-10-30
  • NY RA
    APPROVED
    Since 2023-10-30

Branch Locations

750 Lexington Avenue, New York, NY 10022 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Odeon Capital Group Llc New York NY 06/2011 Present
Odeon Capital Advisors New York NY 10/2023 Present
  • 06/2011 → Present
    Odeon Capital Group Llc
    New York, NY
  • 10/2023 → Present
    Odeon Capital Advisors
    New York, NY
Other Businesses

Brolia LLC. Owner. Los Angeles, CA. Holding entity for sports memorabilia. Not investment related. Not for compensation outside of any returns on sports memorabilia sales. 5 hours per month. Zero hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-12
S63 Uniform Securities Agent State Law Examination 2011-06-28
  • S65 Uniform Investment Adviser Law Examination
    2023-09-12
  • S63 Uniform Securities Agent State Law Examination
    2011-06-28

View on SEC IAPD

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