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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
300 West 6Th Street, Suite 1900, Austin, TX 78701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Usca Ria Llc | Austin | TX | 08/2014 | 06/2021 |
| Usca Securities Llc | Austin | TX | 08/2014 | Present |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
1. ORIGINAL BROOKLYN PIE INC; NOT INVESTMENT RELATED; ROUND ROCK, TX; RESTAURANT; MINORITY OWNER (LESS THAN 10%), START DATE 8/2005; 5 HOURS MONTH; 0 HRS DURING TRADING HRS; DUTIES - LIMITED OWNER DUTIES / CHECK SIGNER. 2. ORIGINAL BROOKLYN PIE INC; NOT INVESTMENT RELATED; AUSTIN, TX; RESTAURANT; MINORITY OWNER (LESS THAN 10%), START DATE 3/2008; 5 HOURS MONTH; 0 HRS DURING TRADING HRS; DUTIES - LIMITED OWNER DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-06 |
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