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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-28 |
| CA | RA | APPROVED | 2012-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Stockton | CA | 06/2004 | Present |
| Nylife Securities Inc. | Stockton | CA | 10/2004 | Present |
| Eagle Strategies Llc | Lodi | CA | 02/2012 | Present |
| Parkwest Financial & Insurance Solutions | Lodi | CA | 04/2017 | Present |
[Insurance Brokering; Brokering other insurance carriers; 777 S Ham Ln, Suite D Lodi, Ca 95242; Start Date 10/2008; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [RENTAL PROPERTY; I BOUGHT AN OFFICE AND I AM SUB LEASING ONE OF THE OFFICES INSIDE; 777 S HAM LN SUITE D; START DATE 07/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF PARKWEST FINANCIAL & INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; LODI, CA; START DATE: 04/2017]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-22 |
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