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Brian K Hioe

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-10
CA RA APPROVED 2021-09-14
  • TX RA
    APPROVED_RES
    Since 2021-11-10
  • CA RA
    APPROVED
    Since 2021-09-14

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 10/2015 07/2021
Morgan Stanley Pasadena CA 09/2021 Present
  • 10/2015 → 07/2021
    Western International Securities, Inc.
    Pasadena, CA
  • 09/2021 → Present
    Morgan Stanley
    Pasadena, CA
Previous Registrations
  • 2016-06-22 → 2021-07-16
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-21
  • S66 Uniform Combined State Law Examination
    2016-06-21
Other Names
  • Brian Hioe

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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