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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-21 |
| TX | RA | APPROVED | 2016-10-12 |
Branch Locations
6400 Fannin Street Suite 2450, Houston, TX 77030 • United States
Richmond, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Houston | TX | 10/2016 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Houston | TX | 10/2016 | Present |
| Unemployed | Richmond | TX | 07/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-30 |
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