Sean Phillip Mullen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-02-23

CA RA
APPROVED

Since 2016-02-23

Branch Locations

370 Diablo Road, Suite #209, Danville, CA 94526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Santa Clara	CA	08/2014	Present
Primed	San Ramon	CA	09/2008	Present
Lpl Financial Llc	Walnut Creek	CA	08/2014	Present

08/2014 → Present

Linsco/Private Ledger Corp.

Santa Clara, CA
09/2008 → Present

Primed

San Ramon, CA
08/2014 → Present

Lpl Financial Llc

Walnut Creek, CA

Other Businesses

1. 07/06/2015 - NO BUSINESS NAME - INV REL - AT REPORTED LOCATION - PERSEUS WEALTH - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 08/01/2008 - 0 HOURS PER MONTH, 0 DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-22

S66 Uniform Combined State Law Examination

2016-02-22

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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