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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-10 |
| HI | RA | APPROVED | 2022-11-24 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Honolulu | HI | 05/2004 | 02/2017 |
| First Hawaiian Bank | Honolulu | HI | 05/2004 | 11/2022 |
| Raymond James Financial Services Advisory, Inc. | Honolulu | HI | 12/2018 | 11/2022 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 12/2018 | 11/2022 |
| First Hawaiian Advisors | Honolulu | HI | 05/2004 | 11/2022 |
| Morgan Stanley | Honolulu | HI | 11/2022 | Present |
1. *531498 - FPA Hawaii; Investment related: No; Honolulu, Hawaii; Financial Planning Association Hawaii; Board Member, President (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 2; After business hours: 4 ; Administrative 2. *531496 - CFA Hawaii; Investment related: No; Honolulu, Hawaii; Non-Profit-Chartered Financial Analyst Society; Board Member,Other (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 1; After business hours: 2 ; Board Director and Coordinate sponsorships for Social events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-02 |
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