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Nicole D Sliwa

First Manhattan Co. LLC

New York, NY

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Current Employers
First Manhattan Co. Llc

399 Park Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-16
  • NY RA
    APPROVED
    Since 2023-02-16

Branch Locations

399 Park Avenue, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated New York NY 05/2005 04/2019
First Manhattan Co. New York NY 05/2019 Present
  • 05/2005 → 04/2019
    Morgan Stanley & Co. Incorporated
    New York, NY
  • 05/2019 → Present
    First Manhattan Co.
    New York, NY
Previous Registrations
  • 2009-06-01 → 2019-05-22
    Morgan Stanley
    New York, NY
  • 2006-03-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-17
  • S66 Uniform Combined State Law Examination
    2005-10-17
Other Names
  • Nicole Diane Boucher
  • Nicole Boucher
  • Nicole D Boucher

View on SEC IAPD

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