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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-08-28 |
Branch Locations
1585 Broadway, New York, NY 10036 • United States
2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States
1585 Broadway Capital Markets, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Purchase | NY | 06/2009 | 09/2016 |
| Morgan Stanley & Co. Llc | New York | NY | 09/2016 | Present |
| Morgan Stanley | New York | NY | 12/2017 | Present |
*547759 - FINRA Fixed Income Advisory Committee; Investment related-No; Washington, District of Columbia; Other; Advisory Committee member (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 2; After business hours: 0; Other.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-29 |
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