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Ray Vincent Pearl

Wells Fargo Clearing Services, LLC

Pasadena, CA

San Dimas, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-16
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2019-10-16
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

San Dimas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc North Hollywood CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc North Hollywood CA 11/2016 Present
Previous Registrations
  • 2004-08-13 → 2011-01-03
    Wells Fargo Investments, Llc
    North Hollywood, CA
    North Hollywood, CA
    North Hollywood, CA
    Alhambra, CA
    Pasadena, CA
    Glendale, CA
    Glendale, CA
    Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-12
  • S66 Uniform Combined State Law Examination
    2004-08-12
Designations

View on SEC IAPD

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