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Kenji J Kimura

Northcape Wealth Management

Williamsville, NY

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Current Employers
Northcape Wealth Management

6565 Main Street, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-23
  • NY RA
    APPROVED
    Since 2021-05-23

Branch Locations

6565 Main Street, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Buffalo NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Buffalo NY 11/2016 05/2021
Northcape Wealth Management Williamsville NY 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-16
  • S66 Uniform Combined State Law Examination
    2004-09-16

View on SEC IAPD

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