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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2015-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charleston | SC | 02/2015 | Present |
| South State Bank | Charleston | SC | 01/2015 | Present |
(1) 02/05/2015: South State Bank - Financial Institution Duty - Investment Related - 34 Broad Street Charleston, SC 29401 - Start 01/05/2015 - 98% Time Spent - Advisor's role is Senior Vice President/Senior Wealth Commercial Banker. (2) 04/27/2015: South State Investment Services - DBA for LPL Business (entity for LPL business) - Not Investment Related - 34 Broad Street, Charleston, SC 29401 - Start 01/06/2015 - 4 Hr/Mo; 4 Hour(s) During Securities Trading - Private Banker
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-12 |
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