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Marcus J Wilcke

Principal Securities, Inc.

Des Moines, IA

Ankeny, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-08-04
  • IA RA
    APPROVED
    Since 2020-08-04

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Ankeny, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Des Moines IA 04/2004 11/2018
Princor Des Moines IA 05/2004 11/2018
Principal Life Insurance Des Moines IA 04/2004 Present
Principal Securities Inc Des Moines IA 08/2020 Present
  • 04/2004 → 11/2018
    Principal Financial
    Des Moines, IA
  • 05/2004 → 11/2018
    Princor
    Des Moines, IA
  • 04/2004 → Present
    Principal Life Insurance
    Des Moines, IA
  • 08/2020 → Present
    Principal Securities Inc
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-15
S65 Uniform Investment Adviser Law Examination 2005-02-23
  • S63 Uniform Securities Agent State Law Examination
    2024-11-15
  • S65 Uniform Investment Adviser Law Examination
    2005-02-23
Other Names
  • Marc J Wilcke
  • Marcus John Wilcke

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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