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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2015-07-28
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2015-07-28
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

82 Seventh St., Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Williston Park NY 10/2012 Present
Previous Registrations
  • 2006-07-12 → 2012-10-01
    Chase Investment Services Corp.
    Garden City, NY
    Mineola, NY
    Oceanside, NY
    Garden City, NY
    North Patchogue, NY
    Oceanside, NY
    Williston Park, NY
    Mineola, NY
    Rockville Centre, NY
  • 2006-01-03 → 2006-06-02
    Morgan Stanley Dw Inc.
    Melville, NY
    Melville, NY
Other Businesses

Entity Name: Advenir Investment related: No "Address: 17501 Biscayne Blvd Ste 300 Aventura FL 33160" Nature of the other business: Real Estate Position/Title/Relationship: Owner Partner Start Date: 06/04/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Advenir owns, operates and develops Multi and Single Family rental communities. Entity Name: Winston Brower LLC Investment related: Yes "Address: 136 Brower Ave Rockville Centre, NY 11570" Nature of the other business: Real Estate Position/Title/Relationship: Board Member Start Date: 07/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Real Estate Investment, Managing Member No overlap or conflict with JPMC role." Entity Name: NPL Mortar LLC Investment related: N Address: Rockville Centre, NY Nature of the other business: Construction Position/Title/Relationship: Owner/Partner Start Date: 12/03/2019 Approximate # of hours a month: Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive Investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-12
  • S66 Uniform Combined State Law Examination
    2004-08-12
Designations
Other Names
  • James J. Ng

View on SEC IAPD

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