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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-03-25
  • CT RA
    APPROVED
    Since 2024-03-25

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

3 Greenwich Office Park Suite 300, Greenwich, CT 06831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Previous Registrations
  • 2006-09-20 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Other Businesses

Rental Property - Hawthorne, NY; Investment-related; Started: 10/1/2022; Title: Co-owner of the property; Duties: My husband and I plan to rent our privately owned single family residence directly to a tenant. ; No time is devoted each month during securities trading hours; 3 hours are devoted each month outside of securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-15
S63 Uniform Securities Agent State Law Examination 2004-09-23
  • S65 Uniform Investment Adviser Law Examination
    2006-09-15
  • S63 Uniform Securities Agent State Law Examination
    2004-09-23
Other Names
  • Donna Marie Squires
  • Donna Marie Squires Hernandez
  • Donna Sq Squires Hernandez

View on SEC IAPD

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