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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-03-25 |
Branch Locations
388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES
3 Greenwich Office Park Suite 300, Greenwich, CT 06831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New York | NY | 05/2007 | Present |
Rental Property - Hawthorne, NY; Investment-related; Started: 10/1/2022; Title: Co-owner of the property; Duties: My husband and I plan to rent our privately owned single family residence directly to a tenant. ; No time is devoted each month during securities trading hours; 3 hours are devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-23 |
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