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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-02 |
| WA | RA | APPROVED | 2022-06-09 |
| DC | RA | APPROVED | 2022-02-14 |
| HI | RA | APPROVED | 2022-02-11 |
| AZ | RA | APPROVED | 2022-02-08 |
| ND | RA | APPROVED | 2022-02-03 |
| RI | RA | APPROVED | 2022-02-02 |
| NV | RA | APPROVED | 2022-01-31 |
| SD | RA | APPROVED | 2022-01-31 |
| PR | RA | APPROVED | 2022-01-27 |
| KS | RA | APPROVED | 2022-01-26 |
| NE | RA | APPROVED | 2022-01-26 |
| NC | RA | APPROVED | 2022-01-26 |
| SC | RA | APPROVED | 2022-01-26 |
| AK | RA | APPROVED | 2022-01-25 |
| UT | RA | APPROVED | 2022-01-25 |
| DE | RA | APPROVED | 2022-01-21 |
| IL | RA | APPROVED | 2022-01-21 |
| MI | RA | APPROVED | 2022-01-21 |
| KY | RA | APPROVED | 2022-01-20 |
| LA | RA | APPROVED | 2022-01-20 |
| MT | RA | APPROVED | 2022-01-20 |
| FL | RA | APPROVED | 2022-01-19 |
| GA | RA | APPROVED | 2022-01-19 |
| ME | RA | APPROVED | 2022-01-19 |
| NM | RA | APPROVED | 2022-01-19 |
| PA | RA | APPROVED | 2022-01-19 |
| TX | RA | APPROVED_RES | 2022-01-19 |
| VA | RA | APPROVED | 2022-01-19 |
| AL | RA | APPROVED | 2022-01-18 |
| AR | RA | APPROVED | 2022-01-18 |
| CA | RA | APPROVED | 2022-01-18 |
| CO | RA | APPROVED | 2022-01-18 |
| CT | RA | APPROVED | 2022-01-18 |
| ID | RA | APPROVED | 2022-01-18 |
| IN | RA | APPROVED | 2022-01-18 |
| IA | RA | APPROVED | 2022-01-18 |
| MD | RA | APPROVED | 2022-01-18 |
| MN | RA | APPROVED | 2022-01-18 |
| MS | RA | APPROVED | 2022-01-18 |
| MO | RA | APPROVED | 2022-01-18 |
| NJ | RA | APPROVED | 2022-01-18 |
| OH | RA | APPROVED | 2022-01-18 |
| OK | RA | APPROVED | 2022-01-18 |
| OR | RA | APPROVED | 2022-01-18 |
| VT | RA | APPROVED | 2022-01-18 |
| WI | RA | APPROVED | 2022-01-18 |
| NH | RA | APPROVED | 2021-06-30 |
Branch Locations
20 Cabot Road, Medford, MA 02155 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Retirement Advisors | Braintree | MA | 09/2014 | 09/2016 |
| Voya Financial | Braintree | MA | 09/2014 | 06/2019 |
| Voya Financial Partners | Braintree | MA | 09/2016 | 11/2019 |
| Pruco Securities Llc | Wakefield | MA | 06/2020 | 06/2021 |
| Unemployed | Wakefield | MA | 11/2019 | 06/2020 |
| The Prudential Insurance Company Of America | Wakefield | MA | 07/2020 | 06/2021 |
| Citizens Securities, Inc. | Boston | MA | 06/2021 | 02/2022 |
| Citizens Securities, Inc. | Medford | MA | 02/2022 | Present |
NuTec Heating and Cooling - Owner; Minisplits installations; Zero compensation; Six hours per month; Start date: 07/30/2021.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-30 |
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