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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-18
NY RA APPROVED 2024-05-28
NH RA APPROVED 2022-07-13
RI RA APPROVED 2022-07-07
  • FL RA
    APPROVED
    Since 2024-06-18
  • NY RA
    APPROVED
    Since 2024-05-28
  • NH RA
    APPROVED
    Since 2022-07-13
  • RI RA
    APPROVED
    Since 2022-07-07

Branch Locations

822 Somerville Ave, Ste. 2, Cambridge, MA 02140 • United States

616 Main Street Ms: Ma-841, Cambridge, MA 02139 • United States

99 Charles Street Ms: Ma-162, Malden, MA 02148 • United States

One Financial Center Ms: Ma664, Boston, MA 02111 • United States

99 High Street Ms: Ma-325, Boston, MA 02110 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

28 State Street Ms: Ma711, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chestnut Hill MA 06/2019 06/2022
Dell/Emc West Lafayette IN 02/2016 06/2019
Charles Schwab Bank Ssb Chestnut Hill MA 11/2020 06/2022
Citizens Securities, Inc. Boston MA 06/2022 Present
Previous Registrations
  • 2019-12-09 → 2022-07-18
    Indianapolis, IN
    Providence, RI
    Chestnut Hill, MA
    Chestnut Hill, MA
    Providence, RI
Other Businesses

Multi-family home - Owner/Landlord; Start date: 09/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-09
  • S66 Uniform Combined State Law Examination
    2019-12-09
Other Names
  • Cole Fuller

View on SEC IAPD

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