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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-12-08
  • CT RA
    APPROVED
    Since 2015-12-08

Branch Locations

20 Cabot Road Ms: Mmf225, Medford, MA 02155 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Medford MA 08/2015 Present
Citizens Capital Market Medford MA 02/2019 Present
Jmp Securities Llc Boston MA 08/2023 Present
  • 08/2015 → Present
    Medford, MA
  • 02/2019 → Present
    Citizens Capital Market
    Medford, MA
  • 08/2023 → Present
    Jmp Securities Llc
    Boston, MA
Previous Registrations
  • 2009-11-04 → 2015-08-17
    Wellesley Hills, MA
    Burlington, MA
    Burlington, MA
    Lewiston, ME
    Hanover, NH
    Beverly, MA
    Portland, ME
    Burlington, MA
    Manchester, NH
    Andover, MA
    Wellesley Hills, MA
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Burlington, MA
    Burlington, MA
  • 2003-07-31 → 2004-10-20
    Quick & Reilly, Inc.
    Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-13
S63 Uniform Securities Agent State Law Examination 1996-10-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-13
  • S63 Uniform Securities Agent State Law Examination
    1996-10-10

View on SEC IAPD

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