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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-05-07 |
Branch Locations
5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Northbrook | IL | 09/2006 | 11/2017 |
| Ubs Financial Services, Inc. | Northbrok | IL | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-16 |
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