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Nitika Sethi

Citigroup Global Markets Inc.

Fort Lee, NJ

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2010-06-18
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2010-06-18

Branch Locations

Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States

Cwm Retail, Sales 660 Fifth Ave, New York, NY 10103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets New York NY 05/2010 Present
  • 05/2010 → Present
    Citigroup Global Markets
    New York, NY
Previous Registrations
  • 2021-10-08 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Briarwood, NY
    New York, NY
  • 2010-03-09 → 2010-05-13
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 2007-04-24 → 2010-02-05
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NJ
    New York, NY
  • 2006-02-03 → 2007-04-16
    Citicorp Investment Services
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 2004-06-24
  • S65 Uniform Investment Adviser Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2004-06-24
Other Names
  • Nitika Sethi
  • Nitika Soni
  • Nikita Soni

View on SEC IAPD

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