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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| OR | RA | APPROVED | 2025-01-01 |
| SC | RA | APPROVED | 2025-01-01 |
| CT | RA | APPROVED | 2022-04-05 |
| MN | RA | APPROVED | 2021-11-19 |
| NY | RA | APPROVED | 2021-04-08 |
| NJ | RA | APPROVED | 2021-01-20 |
| KS | RA | APPROVED | 2019-06-21 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Scarsdale, NY • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | White Plains | NY | 12/2014 | Present |
1) MSA UNLIMITED LLC, 30 NORWWOD RD. YONKERS, NY 10710; NOT INVESTMENT RELATED, REAL ESTATE HOLDING COMPANY; MEMBER DUTIES: CLERICAL; START DATE: JANUARY 2017; <1 HOUR PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-10 |
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