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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-24
TX RA APPROVED_RES 2010-07-08
  • LA RA
    APPROVED
    Since 2015-07-24
  • TX RA
    APPROVED_RES
    Since 2010-07-08

Branch Locations

132 Rue Colette Ste A, Thibodaux, LA 70301 • United States

Schriever, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Thibodaux LA 09/2005 03/2020
Ameriprise Financial Services, Llc Thibodaux LA 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 71 Acre Undivided Tract of land located in the town of Napoleonv, ,; ; 04/08/2011 / Lot/Land; 137 Mamie Drive, , Schriever, LA, 70395; Not Investment-Related; 10/24/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-23
  • S66 Uniform Combined State Law Examination
    2007-03-23
Other Names
  • Petey Kern

View on SEC IAPD

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