Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-09 |
| IA | RA | APPROVED | 2015-08-12 |
Branch Locations
1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States
West Des Moines, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Des Moines | IA | 08/2015 | Present |
(1) IOWA CENTER FOR ECONOMIC SUCCESS; ADDRESS: 8345 UNIVERSITY BLVD. SUITE F, CLIVE, IOWA 50325; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: EMPOWER IOWANS WITH THE POTENTIAL TO SUCCEED AS THEY PURSUE OPPORTUNITIES FOR FINANCIAL SUCCESS; CAPACITY: BOARD OF DIRECTORS; START DATE: 9/11/2018; DUTIES: ATTEND BOARD MEETINGS AND HEAR ISSUES THAT SMALL BUSINESSES ARE FACING AND BRAINSTORM WAYS THE ORGANIZATION CAN ASSIST. ATTEND WORKSHOPS AND FUNCTIONS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-08 |
Reach out to this advisor