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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-11-13 |
Branch Locations
3300 N Green River Road, Evansville, IN 47715 • United States
3264 Highway 54, Owensboro, KY 42303 • United States
8477 Bell Oaks Drive, Newburgh, IN 47630 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Newburgh | IN | 11/2012 | Present |
| German American Bank | Newburgh | IN | 11/2012 | Present |
(1) 10/11/2012: GERMAN AMERICAN INVESTMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) INV REL - At Reported Business Location(s) - 100% Time Spent (2) 03/19/2013: German American Financial Advisors and Trust Co - NON-VARIABLE INSURANCE - INV REL - At Reported Business Location(s) - INSURANCE RISK PROTECTION SALES TO COMPLIMENT FINANCIAL PLANNING PROCESS. - TIME SPENT 5% (3) 06/24/2013 - GERMAN AMERICAN FINANCIAL ADVISORS AND TRUST CO. - Financial Institution Duty - INV REL - At Reported Business Location(s) - GERMAN AMERICAN FINANCIAL ADVISORS & TRUST COMPANY IS A STATE CHARTERED TRUST COMPANY. I ONLY ENGAGE IN RELATIONSHIP MANAGEMENT FOR THE TRUST DEPARTMENT WHERE NO INVESTMENT ADVICE IS GIVE - 5% OF TIME SPENT. (4) 3/1/2019 - German American Investment Services - DBA: German American Investment Services Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/05/2012 - 40 Hours Per Month/30 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-31 |
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