James Baglini

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-02-03
FL	RA	APPROVED	2025-04-25
MA	RA	APPROVED	2025-01-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Nylife Securities Llc	Waltham	MA	06/2016	10/2019
New York Life Insurance Co.	Waltham	MA	06/2016	10/2019
Eagle Strategies Llc	Waltham	MA	07/2016	10/2019
Axa Advisors, Llc	New York	NY	10/2019	06/2020
Equitable Advisors, Llc	New York	NY	10/2019	05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	06/2022	11/2024
Fedex Ground	Quincy	MA	03/2021	06/2022
Bank Of America, N.A.	Boston	MA	10/2022	11/2024
Td Bank N.A.	Newton Centre	MA	12/2024	Present
Td Private Client Wealth Llc	Newton Centre	MA	12/2024	Present

06/2016 → 10/2019

Nylife Securities Llc

Waltham, MA
06/2016 → 10/2019

New York Life Insurance Co.

Waltham, MA
07/2016 → 10/2019

Eagle Strategies Llc

Waltham, MA
10/2019 → 06/2020

Axa Advisors, Llc

New York, NY
10/2019 → 05/2022

Equitable Advisors, Llc

New York, NY
06/2022 → 11/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
03/2021 → 06/2022

Fedex Ground

Quincy, MA
10/2022 → 11/2024

Bank Of America, N.A.

Boston, MA
12/2024 → Present

Td Bank N.A.

Newton Centre, MA
12/2024 → Present

Td Private Client Wealth Llc

Newton Centre, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-01

Other Firms