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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
3356 Kimball Ave Suite # 1, Waterloo, IA 50702 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Cedar Falls | IA | 10/2011 | 06/2024 |
| Securities America Advisors, Inc. | Cedar Falls | IA | 10/2011 | 06/2024 |
| Osaic Wealth, Inc. | Cedar Falls | IA | 06/2024 | Present |
| Osaic Wealth, Inc. | Cedar Falls | IA | 06/2024 | Present |
1) SECURITIES AMERICA ADVISORS POSITION: Financial Consultant NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - START DATE: 10/2011 - LOCATED AT 3356 KIMBALL AVE SUITE # 1, WATERLOO, IA 50702 INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 90 START DATE: 10/01/2011 ADDRESS: 3356 Kimball Ave, Suite 1, Waterloo IA 50702 DESCRIPTION: Securities America Advisors or SAA to invest as Registered Investment Advisor 2) WEALTH SOLUTIONS, INC. POSITION: PRESIDENT NATURE: INSURANCE, FINANCIAL PLANNING INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 10/04/2011 ADDRESS: 3356 KIMBALL AVE, SUITE 1, WATERLOO IA 50702, United States DESCRIPTION: SELL INVESTMENT RELATED PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-23 |
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