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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-02 |
| FL | RA | APPROVED | 2019-02-04 |
| NC | RA | APPROVED | 2017-07-10 |
| NJ | RA | APPROVED | 2017-07-07 |
Branch Locations
1121 Situs Court Suite 300, Raleigh, NC 27606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 05/2004 | 06/2017 |
| Lpl Financial Llc | Raleigh | NC | 06/2017 | Present |
| Independent Advisor Alliance, Llc | Raleigh | NC | 06/2017 | Present |
1) 2026-04-20 - Beach Home Rental - Real Estate Rental - Y - 2 - 0 - Oak Island NC - 2026-04-16 - Rental Real Estate at the beach
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-25 |
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