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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
FL RA APPROVED 2019-02-04
NC RA APPROVED 2017-07-10
NJ RA APPROVED 2017-07-07
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • FL RA
    APPROVED
    Since 2019-02-04
  • NC RA
    APPROVED
    Since 2017-07-10
  • NJ RA
    APPROVED
    Since 2017-07-07

Branch Locations

1121 Situs Court Suite 300, Raleigh, NC 27606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Raleigh NC 05/2004 06/2017
Lpl Financial Llc Raleigh NC 06/2017 Present
Independent Advisor Alliance, Llc Raleigh NC 06/2017 Present
  • 05/2004 → 06/2017
    Ameriprise Financial Services, Inc.
    Raleigh, NC
  • 06/2017 → Present
    Lpl Financial Llc
    Raleigh, NC
  • 06/2017 → Present
    Raleigh, NC
Previous Registrations
Other Businesses

1) 2026-04-20 - Beach Home Rental - Real Estate Rental - Y - 2 - 0 - Oak Island NC - 2026-04-16 - Rental Real Estate at the beach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-25
  • S66 Uniform Combined State Law Examination
    2004-09-25
Designations
Other Names
  • Chris Demarest

View on SEC IAPD

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