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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-09-16 |
| TX | RA | APPROVED | 2020-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 08/2020 |
| Lpl Financial | Roanoke | TX | 08/2020 | Present |
1) 08/14/2020 - DBA for LPL Business (entity for LPL business) - Ascendus Financial Advisors - Investment Related - Roanoke, TX 76262 2) 08/14/2020 - Business Entity For Tax/Investment Purposes Only - Utica Financial LLC - Not Investment Related - Roanoke, TX 76262 3) 04/14/2022 - Delivering Liberty - Not Investment Related - Other - business owner, Future business entity LLC - Start Date - 01/21/2022 - 4 Hours Per Month/ 0 Hours During Securities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-22 |
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