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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-19 |
Branch Locations
11350 Cleveland Gibbs Rd Ste 102, Roanoke, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Roanoke | TX | 11/1998 | 08/2018 |
| Pfs Investments Inc | Roanoke | TX | 03/2000 | 08/2018 |
| Photos By Nans | Justin | TX | 03/2013 | 09/2016 |
| Lpl Financial | Roanoke | TX | 08/2018 | Present |
1) 08/16/2018 - Notary - TRACIE GUYER - 1% - INVESTMENT RELATED - ROANOKE, TX 76262 2) 08/16/2018 - Business Entity For Tax/Investment Purposes Only - TRACIE GUYER & ASSOCIATES LLC - 1% - NOT INVESTMENT RELATED - JUSTIN, TX 76247 3) 07/08/2024 - The Ohio State Life Insurance Company (Nexpoint) - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/25/2024 - 1 Hour Per Month/ 0 Hours During Trading 4) 07/08/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/13/2024 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-21 |
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