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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-08-10 |
Branch Locations
2850 Heritage Trace Pkwy, Fort Worth, TX 76177 • United States
105 E Highway 114, Roanoke, TX 76262 • United States
201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fort Worth | TX | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 11/2016 | Present |
TRUSTEE FOR PARENT'S TRUST; INV. RELATED; ROANOKE, TX; STRAT DATE 12/2019; 10 HRS PER MONTH; 0 HRS DURING TRADING.; ARES ENERGY, NOT INV RELATED, HOCKLEY, TX, LESS THAN 1% OWNERSHIP, START: 6/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, INHERITED OIL ROYALTIES.; OCCIDENTIAL PETRO, NOT INV RELATED, HOCKLEY, TX, LESS THAN 1% OWNERSHIP, START: 6/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, INHERITED OIL ROYALTIES.; PHILLIPS 66, NOT INV RELATED, HOCKLEY, TX, LESS THAN 1% OWNERSHIP, START: 6/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, INHERITED OIL ROYALTIES.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-07 |
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