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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-10
  • TX RA
    APPROVED
    Since 2015-08-10

Branch Locations

2850 Heritage Trace Pkwy, Fort Worth, TX 76177 • United States

105 E Highway 114, Roanoke, TX 76262 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fort Worth TX 08/2015 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2015-08-18
    Bedford, TX
    Richland Hills, TX
    North Richland Hills, TX
    Ft. Worth, TX
  • 2011-09-05 → 2012-10-01
    Chase Investment Services Corp.
    Bedford, TX
Other Businesses

TRUSTEE FOR PARENT'S TRUST; INV. RELATED; ROANOKE, TX; STRAT DATE 12/2019; 10 HRS PER MONTH; 0 HRS DURING TRADING.; ARES ENERGY, NOT INV RELATED, HOCKLEY, TX, LESS THAN 1% OWNERSHIP, START: 6/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, INHERITED OIL ROYALTIES.; OCCIDENTIAL PETRO, NOT INV RELATED, HOCKLEY, TX, LESS THAN 1% OWNERSHIP, START: 6/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, INHERITED OIL ROYALTIES.; PHILLIPS 66, NOT INV RELATED, HOCKLEY, TX, LESS THAN 1% OWNERSHIP, START: 6/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, INHERITED OIL ROYALTIES.;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-04
S63 Uniform Securities Agent State Law Examination 2007-08-07
  • S65 Uniform Investment Adviser Law Examination
    2011-09-04
  • S63 Uniform Securities Agent State Law Examination
    2007-08-07
Other Names
  • Josh Meier
  • William Joshua Meier

View on SEC IAPD

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