Lee L Mulcahy

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-10

NY RA
APPROVED

Since 2022-11-10

Branch Locations

219 E Main St, Batavia, NY 14020 • United States

29 Clinton St, Brockport, NY 14420 • United States

Le Roy, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Inc	Batavia	NY	11/2014	03/2020
Ameriprise Financial Service, Llc	Batavia	NY	11/2014	Present

11/2014 → 03/2020

Ameriprise Financial Services Inc

Batavia, NY
11/2014 → Present

Ameriprise Financial Service, Llc

Batavia, NY

Other Businesses

Board of Directors; United Memorial Medical Center Board of Directors; Board Member; 127 North St, , Batavia, NY, 14020; Not Investment-Related; 07/24/2024; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-31

S66 Uniform Combined State Law Examination

2022-10-31

Other Names

Lee Mulcahy
Lee Lawrence Mulcahy
Lee Mulcahy
Lee Mulcahy Cummings

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

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