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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-14 |
| VA | RA | APPROVED | 2018-11-01 |
Branch Locations
1800 Diagonal Rd Suite 480, Alexandria, VA 22314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ef Legacy Securities, Llc | Henrico | VA | 05/2016 | 10/2018 |
| Edelman Financial Services, Llc | Fairfax | VA | 05/2016 | 11/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | Present |
(1) NOT INVESTMENT RELATED; WASHINGTON,DC; RENTAL PROPERTY; OWNER; START DATE: 2009; APPROX. 1 HR/MTH ON ACTIVITY; 0 HRS/MTH DURING SECURITIES TRADING HOURS; MONITOR RENT PAYMENTS. 2) Author; INVESTMENT RELATED: No; ADDRESS: Arlington, VA 22204; NATURE: I wrote a book about my life. It is called Breath of Grace: My life with sickle cell, God and Yoga; POSITION: Author; START DATE: 11/30/2025; NUMBER OF HOURS/MONTH: 16 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 2 Hrs.; DUTIES: Wrote a book Podcast appearances.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-23 |
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