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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-22 |
| VA | RA | APPROVED | 2009-03-03 |
Branch Locations
10146 West Broad St Suite B, Glen Allen, VA 23060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 03/2009 | Present |
CO-OWNER OF PRICEPERKINS LLC WHICH IS ALSO REGISTERED IN VIRGINIA AS AN INSURANCE AGENCY. THIS IS NOT INVESTMENT-RELATED; HE WILL SHARE IN TRAILS FROM AFLAC AND SPEND NO TIME DURING THE MONTH OF DURING TRADING HOURS ON THE LLC. CHAIRMAN OF THE STEWARDSHIP COMMITTEE LOCATED AT 11232 GWATHMEY CHURCH RD., ASHLAND, VA 23005. THIS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME NONE DURING MARKET HOURS. NON COMPENSATION AT THIS TIME TRUSTEE/POA/EXECUTOR OF GWATHMEY BAPTIST CHURCH LOCATED AT 11232 GWATHMEY CHURCH RD., ASHLAND, VA 23005. THIS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME NONE DURING MARKET HOURS. NON COMPENSATION AT THIS TIME
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-25 |
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