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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-12
  • NY RA
    APPROVED
    Since 2024-11-12

Branch Locations

Rock Center, 1230 Avenue Of Americas, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 03/2010 03/2020
First Republic Securities Company, Llc New York NY 03/2020 10/2023
First Republic Bank New York NY 03/2020 07/2023
J.P. Morgan Securities Llc New York NY 09/2023 07/2024
Jp Morgan Chase Bank, N.A. New York NY 10/2023 07/2024
Jp Morgan Chase Bank, N.A. New York NY 06/2024 Present
  • 03/2010 → 03/2020
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 03/2020 → 10/2023
    First Republic Securities Company, Llc
    New York, NY
  • 03/2020 → 07/2023
    First Republic Bank
    New York, NY
  • 09/2023 → 07/2024
    New York, NY
  • 10/2023 → 07/2024
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 06/2024 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-12
S63 Uniform Securities Agent State Law Examination 2004-12-13
  • S66 Uniform Combined State Law Examination
    2024-11-12
  • S63 Uniform Securities Agent State Law Examination
    2004-12-13
Other Names
  • Mary Ann Ristagno
  • Mary Ann Luczak

View on SEC IAPD

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