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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

2751 Teakwood Lane, Plano, TX 75075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Advisors Goup Plano TX 06/2002 Present
Vsr Financial Services Inc Overland Park KS 01/2003 09/2016
Ch Wealth Management Richardson TX 01/2003 Present
Vsr Advisory Services Overland Park KS 11/2008 09/2016
Summit Brokerage Services, Inc. Garland TX 09/2016 09/2019
Summit Financial Group Inc Boca Raton FL 09/2016 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2002 → Present
    Capital Advisors Goup
    Plano, TX
  • 01/2003 → 09/2016
    Vsr Financial Services Inc
    Overland Park, KS
  • 01/2003 → Present
    Ch Wealth Management
    Richardson, TX
  • 11/2008 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 09/2016 → 09/2019
    Summit Brokerage Services, Inc.
    Garland, TX
  • 09/2016 → 05/2021
    Summit Financial Group Inc
    Boca Raton, FL
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-09-01 → 2021-05-20
    Summit Financial Group Inc
    Garland, TX
  • 2008-11-18 → 2016-09-01
    Vsr Financial Services, Inc.
    Garland, TX
    Worden, IL
    Richardson, TX
    Overland Park, KS
    Overland Park, KS
    Overland Park, KS
    Plano, TX
Other Businesses

(1) - CRISTEN R. DETEAU; NOT INVESTMENT RELATED; 6800 HUNTLY DRIVE PLANO, TX 75023; INSURANCE; INDEPENDENT CONTRCTOR; BEGAN 2008; 15 HOURS PER MONTH WITH NONE DURING TRADING; LAFAYETTE INSURANCE CO, PENN MUTUAL LIFE INSURANCE CO, OHIO NATIONAL LIFE INSURANCE CO, AND MASS MUTUAL LIFE. (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2005 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS: FIXED: LIFE, ANNUITIES, LTC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-11
S63 Uniform Securities Agent State Law Examination 2000-03-23
  • S66 Uniform Combined State Law Examination
    2008-11-11
  • S63 Uniform Securities Agent State Law Examination
    2000-03-23

View on SEC IAPD

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