Nicholas Steven Holmes

Victorville, CA

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-07
CA	RA	APPROVED	2007-04-04

TX RA
APPROVED_RES

Since 2018-12-07
CA RA
APPROVED

Since 2007-04-04

Branch Locations

12138 Industrial Blvd Suite 205, Victorville, CA 92395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	01/2005	Present

01/2005 → Present

Edward Jones

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-30
S63	Uniform Securities Agent State Law Examination	2005-03-11

S66 Uniform Combined State Law Examination

2007-03-30
S63 Uniform Securities Agent State Law Examination

2005-03-11

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC

CENTAURUS FINANCIAL, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Marilu Hernandez

BRYANNA ONAWA GLEASON

SUSAN MARIE ROSE

THOMAS KIRK RIDING

ALISHA RAEANN GILLETTE

Other Offices

U.S. BANCORP ADVISORS, LLC · Victorville, CA

LPL FINANCIAL LLC · VICTORVILLE, CA

LPL FINANCIAL LLC · VICTORVILLE, CA

WELLS FARGO CLEARING SERVICES, LLC · VICTORVILLE, CA

INDEPENDENT FINANCIAL GROUP, LLC · VICTORVILLE, CA

LPL FINANCIAL LLC · VICTORVILLE, CA

EAGLE STRATEGIES LLC · APPLE VALLEY, CA

J.P. MORGAN SECURITIES LLC · Victorville, CA

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